Copyright © 2021 Engine No. 1. All Rights Reserved. Use of this website is governed by the User Agreement. The content contained on this website is provided to users “AS IS” without any express or implied warranty. For information on your privacy, please read our Privacy Policy. Before investing you should carefully consider the investment objectives, risks, charges and expenses of the Engine No. 1 Transform 500 ETF (the "Fund"). This and other information will be included in a prospectus for the Fund, a copy of which may be obtained, when available, by emailing ETF@Engine1.com or by referring to this website, ETF.Engine1.com. Please read this prospectus carefully before you invest.

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Basis point - A unit of measure, equal to 1/100th of 1%, or 0.01%.

Beta - A measure of volatility showing how volatile stocks or funds are relative to their benchmark indices. A benchmark index has a fixed beta of 1. A stock or fund with a beta of more than 1 moves up and down more than the market, while the value of a stock or fund with a beta of less than 1 will fluctuate less than the market.

Bloomberg 500 - Bloomberg US Large Cap Total Return Index is a float market-cap-weighted benchmark of the 500 most highly capitalized US companies.

S&P 500 - The Standard and Poor's 500, or simply the S&P 500, is a stock market index tracking the performance of 500 large companies listed on stock exchanges in the United States.

This website may contain forward-looking statements, which reflect Engine No. 1’s current views with respect to, among other things, Engine No. 1’s operations and performance. You can identify these forward-looking statements by the use of words such as “anticipate”, “approximately”, “believe”, “continue”, “estimate”, “expect”, “intend”, “may”, “outlook”, “plan”, “potential”, “predict”, “seek”, “should”, or “will”, or the negative version of these words or other comparable words. Forward-looking statements are subject to various risks and uncertainties. Accordingly, there are or will be important factors that could cause actual outcomes or results to differ materially from those indicated in these statements. Engine No. 1 undertakes no obligation to publicly update or review any forward-looking statement, whether as a result of new information, future developments or otherwise.

The description of Engine No. 1’s investment strategy is intended to be representative, but may be changed from time to time by Engine No. 1, and Engine No. 1 may alter the information at its discretion. Engine No. 1 intends to be focused and directed in the selection of opportunities to actively engage with portfolio companies of the Fund. Engine No. 1 intends to measure the investment made by companies in their employees, communities, customers and the environment, including through the use of financial, operational, and environmental, social and governance (“ESG”) metrics. While Engine No. 1 intends to seek opportunities to employee its active ownership beliefs, regulatory restrictions may limit the nature and extent of engagement in certain circumstances. Additionally, in the event the Fund were to engage in activism, such activities may not be successful or, even if successful, the Fund’s investment may still lose value or incur additional costs when engaging in activism.

Funds have different risk profiles, objectives, and expenses, which should be considered when investing. All investments contain risk and may lose value. Investing in securities and other financial instruments entails substantial risk, including the possible loss of principal. The investment opportunities discussed or referenced herein may not be suited for all investors, and potential investors must make an independent assessment of the appropriateness of any investment opportunity in light of their own objectives and circumstances, including the possible risk and benefits of entering into such an investment opportunity. References to other securities are not an offer to buy or sell. The information contained herein is not complete, may change and is subject to, and qualified in its entirely by, the more complete disclosures, risk factors and other information contained in the Fund prospectus. The information is furnished as of the date shown. No representation is made with respect to its completeness or timeliness. This information is not intended to be, nor shall it be construed as, investment advice or a recommendation of any kind. Certain information has been obtained from third party sources and, although believed to be reliable, has not been independently verified and its accuracy or completeness cannot be guaranteed.

Shares of any exchange traded fund (ETF) are bought and sold at market price (not net asset value (NAV)), may trade at a discount or premium to NAV and are not individually redeemed from the Fund. Brokerage commissions will reduce returns.

Key Risks: The Fund is not actively managed, and Fund Management at Engine No. 1 LLC (the Adviser) generally does not attempt to take defensive positions under any market conditions, including declining markets. The Fund may be subject to tracking error, which is defined as the divergence of the Fund’s performance from that of the underlying index. Large-capitalization companies may be less able than smaller capitalization companies to adapt to changing market conditions. At any given time, the Fund can have exposure to derivative instruments. A strategy or emphasis on environmental, social and governance factors ("ESG") may limit the investment opportunities available to a portfolio. Therefore, the portfolio may underperform or perform differently than other portfolios that do not have an ESG investment focus. Please see the prospectus for a full list of Fund risks.

An outbreak of an infectious respiratory illness, COVID-19, has resulted in significant economic impacts. Other infectious illness outbreaks in the future may result in similar or other impacts.

Diversification does not assure a profit or protect against a loss in a declining market. It’s not possible to invest in an index.

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Morningstar® US Large Cap Select Index™ are service marks of Morningstar, Inc. and have been licensed for use for certain purposes by the Adviser. The Fund is not sponsored, endorsed, sold or promoted by the Morningstar, Inc. or any of its affiliates (all such entities, collectively, “Morningstar Entities”). The Morningstar Entities make no representation or warranty, express or implied, to the owners of the Fund or any member of the public regarding the advisability of investing in exchange traded funds generally or in the Fund in particular or the ability of the Fund to track general exchange traded funds’ market performance.

THE MORNINGSTAR ENTITIES EXPRESSLY DISCLAIM ANY WARRANTY AROUND THE ACCURACY, COMPLETENESS AND/OR TIMELINESS OF THE ENGINE NO. 1 TRANSFORM 500 ETF OR ANY DATA INCLUDED THEREIN AND MORNINGSTAR ENTITIES SHALL HAVE NO LIABILITY FOR ANY ERRORS, OMISSIONS, OR INTERRUPTIONS THEREIN.