Transform 500 ETF (ticker: VOTE)

ENGINE No. 1

Take your seat at the table.

We believe that if we can harness the power of investors, we can transform our economy. Engine No. 1 was purpose-built to create value by driving positive impact. With the Engine No. 1 Transform 500 ETF (ticker: VOTE), we’re focused on the largest companies in the US. Join Us

You can't solve a problem by running from it.

Too many sustainable funds exclude companies that need to change rather than changing them. We’ve seen the power of investors to transform companies—but we’ve also seen how that power can be wasted. Investors are demanding better.

One small switch, one big impact.

The Engine No. 1 Transform 500 ETF (ticker: VOTE) was built to harness the power of investors to transform our largest companies.

VOTE intends to invest in 500 of the largest US public stocks. It tracks a market cap-weighted index, provided by Morningstar, that is diversified across sectors and captures over 80% of the US equity market.

Rather than excluding companies that need to change, VOTE works to change them. This strategy is based on:

Votes we cast: Strategically hold companies and leadership teams accountable while focusing on environmental, social, and governance issues that create value.

Campaigns we run: Actively work with companies to strengthen the investments they make in stakeholders to drive company performance.

Investors we bring with us: Build platform to better serve investors’ long-term interests, enabling them to be part of our mission.

There shouldn’t be a trade-off between investing for the long-term and holding companies accountable. VOTE gives investors a new opportunity to drive positive impact as engaged owners.

TICKER

VOTE

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30 – Day SEC Yield: A standard calculation of yield introduced by the SEC in order to provide fairer comparison among funds. This yield reflects the interest earned after deducting the fund’s expenses during the most recent 30-day period by the average investor in the fund. Negative 30-Day SEC Yield results when accrued expenses of the past 30 days exceed the income collected during the past 30 days.

Performance

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	1 Month	3 Month	6 Month	Since Inception	1Y	3Y	Since Inception
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Index refers to the Morningstar US Large Cap Select Index. Index returns are calculated based on changes in closing index levels. An investor cannot invest directly in an index. NAV return represents the total return of the fund based on changes to the net assets and accounts for distributions from the fund. Market Price returns are calculated using the closing price and account for distributions from the fund.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor’s shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. For the most recent month end performance please visit ETF.Engine1.com.

Portfolio

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Holdings are subject to change. Cash, where shown, includes other assets and liabilities, such as payables and receivables.

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Documents

Fact Sheet

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SAI

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Prospectus

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We launched the Engine No. 1 Transform 500 ETF to harness the power of investors—the power to create good jobs, reverse climate change, fight gender and racial injustice, and build an economy that is sustainable, inclusive, and prosperous. Join us.

Copyright © 2021 Engine No. 1. All Rights Reserved. Use of this website is governed by the User Agreement. The content contained on this website is provided to users “AS IS” without any express or implied warranty. For information on your privacy, please read our Privacy Policy.

Before investing you should carefully consider the investment objectives, risks, charges and expenses of the Engine No. 1 Transform 500 ETF (the Fund). This and other information will be included in a prospectus for the Fund, a copy of which may be obtained, when available, by emailing [email protected] or by referring to this website, ETF.Engine1.com. Please read this prospectus carefully before you invest.

This website may contain forward-looking statements, which reflect Engine No. 1’s current views with respect to, among other things, Engine No. 1’s operations and performance. You can identify these forward- looking statements by the use of words such as “anticipate” “approximately,” “believe,” “continue,” “estimate,” “expect,” “intend,” “may,” “outlook,” “plan,” “potential,” “predict,” “seek,” “should,” or “will,” or the negative version of these words or other comparable words. Forward-looking statements are subject to various risks and uncertainties. Accordingly, there are or will be important factors that could cause actual outcomes or results to differ materially from those indicated in these statements. Engine No. 1 undertakes no obligation to publicly update or review any forward-looking statement, whether as a result of new information, future developments or otherwise.

The description of Engine No. 1’s investment strategy is intended to be representative, but may be changed from time to time by Engine No. 1, and Engine No. 1 may alter the information at its discretion. While Engine No. 1 may seek an active ownership approach, there are regulatory restrictions applicable that may limit the nature and extent of engagement in certain circumstances. Nonetheless, Engine No. 1 intends to seek opportunities where possible to employ its active ownership beliefs, while being mindful of such regulatory limits.

Investing in securities and other financial instruments entails substantial risk. The investment opportunities discussed or referenced herein may not be suited for all investors, and potential investors must make an independent assessment of the appropriateness of any investment opportunity in light of their own objectives and circumstances, including the possible risk and benefits of entering into such an investment opportunity.

The information contained herein is not complete, may change and is subject to, and qualified in its entirely by, the more complete disclosures, risk factors and other information contained in the Fund prospectus. The information is furnished as of the date shown. No representation is made with respect to its completeness or timeliness. This information is not intended to be, nor shall it be construed as, investment advice or a recommendation of any kind. Certain information has been obtained from third party sources and, although believed to be reliable, has not been independently verified and its accuracy or completeness cannot be guaranteed.

Investing involves risk, including the possible loss of principal. Shares of any exchange traded fund (ETF) are bought and sold at market price (not net asset value (NAV)), may trade at a discount or premium to NAV and are not individually redeemed from the Fund. Brokerage commissions will reduce returns.

Key Risks: The Fund is not actively managed, and Fund Management at Engine No. 1 LLC (the Adviser) generally does not attempt to take defensive positions under any market conditions, including declining markets. The Fund may be subject to tracking error, which is defined as the divergence of the Fund’s performance from that of the underlying index. Large-capitalization companies may be less able than smaller capitalization companies to adapt to changing market conditions. At any given time, the Fund can have exposure to derivative instruments. Please see the prospectus for a full list of Fund risks.

An outbreak of an infectious respiratory illness, COVID-19, has resulted in significant economic impacts. Other infectious illness outbreaks in the future may result in similar or other impacts.

Diversification does not assure a profit or protect against a loss in a declining market. It’s not possible to invest in an index.

Distributed by Foreside Financial Services, LLC.

Morningstar® US Large Cap Select Index™ are service marks of Morningstar, Inc. and have been licensed for use for certain purposes by the Adviser. The Fund is not sponsored, endorsed, sold or promoted by the Morningstar, Inc. or any of its affiliates (all such entities, collectively, “Morningstar Entities”). The Morningstar Entities make no representation or warranty, express or implied, to the owners of the Fund or any member of the public regarding the advisability of investing in exchange traded funds generally or in the Fund in particular or the ability of the Fund to track general exchange traded funds’ market performance.

THE MORNINGSTAR ENTITIES EXPRESSLY DISCLAIM ANY WARRANTY AROUND THE ACCURACY, COMPLETENESS AND/OR TIMELINESS OF THE ENGINE NO. 1 TRANSFORM 500 ETF OR ANY DATA INCLUDED THEREIN AND MORNINGSTAR ENTITIES SHALL HAVE NO LIABILITY FOR ANY ERRORS, OMISSIONS, OR INTERRUPTIONS THEREIN.